David E. Achzet
Chief Compliance Officer, Fieldpoint Private Securities, LLC
Mr. Achzet has more than 38 years of experience in the financial services industry, starting with E.F. Hutton & Co, in New York City. He joined Fieldpoint Private Securities, LLC in 2019, and is responsible for the compliance programs of both the Fieldpoint broker-dealer and the Registered Investment Advisor. Prior to joining FPS, Mr. Achzet served as CCO at three other broker dealers and RIAs including Vision Financial Markets, LLC, a Stamford, CT, based broker-dealer clearing firm.
Mr. Achzet maintains a number of professional securities licenses including the Series 7 – Registered Representative, Series 24 – General Securities Principal, Series 66 – Investment Advisor, Series 4 – Options Principal, Series 53 – Municipal Principal along with his life insurance/variable products licenses and has the designation of ACAMS – Certified Anti-Money Laundering Specialist. Mr. Achzet earned his bachelor’s degree in business from Niagara University and an MBA in international business from the University of Miami.