David E. Achzet

Chief Compliance Officer, Fieldpoint Private Securities, LLC

Mr. Achzet has more than 38 years of experience in the financial services industry, starting with E.F. Hutton & Co, in New York City.  He joined Fieldpoint Private Securities, LLC in 2019, and is responsible for the compliance programs of both the Fieldpoint broker-dealer and the Registered Investment Advisor. Prior to joining FPS, Mr. Achzet  served as CCO at three other broker dealers and RIAs including Vision Financial Markets, LLC, a Stamford, CT, based broker-dealer clearing firm.

Mr. Achzet  maintains a number of professional securities licenses including the Series 7 – Registered Representative, Series 24 – General Securities Principal, Series 66 – Investment Advisor, Series 4 – Options Principal, Series 53 – Municipal Principal along with his life insurance/variable products licenses and has the designation of ACAMS – Certified Anti-Money Laundering Specialist.  Mr. Achzet earned his bachelor’s degree in business from Niagara University and an MBA in international business from the University of Miami.

Contact Details


Office 203.682.6552

Fax 203.682.6562

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