Margin Account Information and Disclosure Statement

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Margin Account Information and Disclosure Statement
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Securities purchased on margin are Fieldpoint Private Securities, LLC collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan, and as a result, Fieldpoint Private Securities, LLC can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the members, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following:

• You can lose more funds than you deposit in the margin account.
• The firm can force the sale of securities or other assets in your account(s).
• The firm can sell your securities or other assets without contacting you.
• You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call.
• You are not entitled to an extension of time on a margin call.

The firm can increase its house maintenance margin requirements at any time and is not required to provide you advance written notice.

Please contact your representative at Fieldpoint Private Securities, LLC for further information.